Doroth Kelly, a investment advisor, enroll

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问题:

Doroth Kelly, a investment advisor, enrolled to take the Level m CFA examination in 2004; however, he did not take the exam. When her employer asked her about her status in the CFA program, Kelly advised her employer that she was confident that she passed Level Ⅲ and would become the CFA charter holder soon. Did Kelly violate the CFA Institute’s Standards of Professional Conduct relating to professional misconduct and duty to employer, respectively Professional misconduct duty to employer()

A. No No

B. No Yes

C. Yes No

考点:注册金融分析师一级金融分析师注册金融分析师一级
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描述性统计所使用的大多数统计分析程序都要求数据是()尺度的。

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急性心肌梗死最常发生在()

A.用力排便

B.精神紧张

C.安静或睡眠时

D.重体力活动时

E.大量脂肪餐后

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干熄炉有哪些耐火材料?

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根据《证券法》的规定,下列情形属于公开发行证券的有()

Ⅰ.向不特定对象发行证券的

Ⅱ.向特定对象发行证券的

Ⅲ.向特定对象发行证券累计超过100人的

Ⅳ.向特定对象发行证券累计超过200人的

A.Ⅰ、Ⅱ

B.Ⅰ、Ⅲ

C.Ⅰ、Ⅳ

D.Ⅱ、Ⅲ

题型:单项选择题

因果分析图是以原因作为特性,以结果作为因素,在两者之间用箭头联系表示因果关系。( )

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