A stockbroker who is a CFA Institute membe

题型:单项选择题

问题:

A stockbroker who is a CFA Institute member is called on the telephone by the CEO of a large company. The CEO asks to buy shares of the CEO’s company for the accounts of the CEO’s children. In the course of the conversation, the CEO says this will really pay off when the upcoming takeover goes through. The stockbroker checks her sources and finds no information about the takeover. In this ease the broker should:()

A. only execute the order in compliance with Standard Ⅲ (A), Loyalty, Prudence, and Care. Since the client is buying the stock for the children, there is not a problem.

B. execute the order for all clients as required by Standard Ⅲ (B), Fair Dealing.

C. do none of the actions listed here.

考点:注册金融分析师一级金融分析师注册金融分析师一级
题型:单项选择题

我国的F企业在中东某国投资200万美元建厂,向我国保险公司投保投资保险,保额为投资额的90%。在建厂过程中,因遭受内乱使F企业建设中断,并最终取消该项目,损失150万美元。F企业便向保险公司提出索赔,并提供了财产损失证明。保险公司查验后,在规定的期限内,应赔偿F企业()万美元。

A.150

B.200

C.180

D.135

题型:单项选择题
方程
1
x+1
=
2
3x
的解为______.
题型:单项选择题

当前,我国大力开发和推广节约、替代、循环利用和治理污染的先进适用技术,发展清洁能源和可再生能源,提高能源、资源利用率。这表明我国坚持实施()。

A.人才强国战略

B.区域发展总体战略

C. “三步走”发展战略

D. 可持续发展战略

题型:单项选择题

会计职业道德教育,对会计人员更多地表现为外存在的要求,这种外在的要求必然会转化为会计人员的内在作用。( )

题型:单项选择题

对建设单位的安全生产监督管理的内容包括()

A.申领施工许可证时,提供建筑工程有关安全施工措施资料的情况

B.定期巡视检查危险性较大工程作业情况

C.按规定办理工程质量和安全监督手续的情况

D.审查设计单位按照工程建设强制性标准进行设计情况

E.履行合同约定工期的情况

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